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| Section | Weight | Objectives |
|---|---|---|
| Alert and Case Management | 20% | - Investigation and Review Process - Reporting and Documentation - Case Creation and Workflow - Alert Generation and Prioritization |
| Scenario and Threshold Configuration | 25% | - Threshold Types and Setup - Risk Scoring and Calculation - Jurisdiction and Segmentation - Scenario Design and Pattern Logic |
| Data Ingestion and Management | 25% | - Ingestion Manager and Batch Processing - Firm Data Transformation (FDT) - Data Sources and Streams - Reference Data Configuration |
| FCCM Architecture and Components | 20% | - Oracle Financial Services Behavior Detection Framework - Core Modules and Interfaces - System Architecture and Deployment Options |
| Administration and Troubleshooting | 10% | - System Configuration and Maintenance - Performance Optimization - Logging and Monitoring |
1. Case Inheritance enables users to take ownership while _________. (Choose the best answer.)
A) selecting a Case in NEW status from the Case List page
B) taking a closing action on a Case in OPEN status
C) selecting a Case from the Case List in OPEN status
D) taking a Monitor Action on an Open Alert
2. During an infrastructure workshop it is stated, that the client should procure the Enterprise Edition of Oracle database server.
Which option is correct? (Choose the best answer.)
A) FCCM mandates the use of Advanced Security, which is only available in the Enterprise Edition.
B) Oracle licensing policy mandates the use of Enterprise Edition in Tier 1 Financial Institutions.
C) FCCM mandates the use of Data Guard, which is only available in the Enterprise Edition.
D) FCCM mandates the use of Partitioning, which is only available in the Enterprise Edition.
3. When creating a job template, which status code should each job have? (Choose the best answer.)
A) ERR
B) NEW
C) FIN
D) IGN
4. What are augmentation rules used for? (Choose the best answer.)
A) to add matched records and update bindings
B) to calculate an alert score
C) to associate a threshold set to a job
D) to generate alerts
5. Which table is not partitioned? (Choose the best answer.)
A) ORDR
B) TRADE
C) CASH_TRXN
D) WATCH_LIST
E) EXECUTION
Solutions:
| Question # 1 Answer: C | Question # 2 Answer: C | Question # 3 Answer: B | Question # 4 Answer: A | Question # 5 Answer: A |
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